UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM
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CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
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(State or Other Jurisdiction of Incorporation) |
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligations of the registrant under any of the following provisions.
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 26, 2023, Upexi, Inc. (the “Company”) (NASDAQ: UPXI) held its 2023 Annual Meeting of stockholders. The following matters were considered:
1. Election of Directors
Stockholders elected all of the Company’s nominees for director for one-year terms expiring at the next annual meeting of stockholders. The voting results were as follows:
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| For |
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| Against |
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| Abstained |
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| Broker Non-Vote |
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| (1) Mr. Allan Marshall |
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| 13,011,688 |
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| - |
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| 757,858 |
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| 2,892,390 |
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| (2) Mr. Andrew Norstrud |
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| 12,925,990 |
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| - |
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| 843,556 |
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| 2,892,390 |
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| (3) Mr. Gene Salkind |
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| 12,895,301 |
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| - |
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| 874,245 |
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| 2,892,390 |
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| (4) Mr. Thomas Williams |
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| 12,690,070 |
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| - |
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| 1,079,476 |
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| 2,892,390 |
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| (5) Mr. Lawrence Dugan |
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| 12,907,119 |
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| - |
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| 862,427 |
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| 2,892,390 |
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2. Ratify B F Borders CPA PC as Independent Reg. Public Acct
Stockholders approved and ratified the appointment of B F Borges CPA PC to serve as the Company’s independent registered public accounting firm for the fiscal year 2023. The voting results were as follows:
For |
| Against |
| Withheld | |||||
16,637,544 |
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| 11,464 |
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| 12,928 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| UPEXI, INC. |
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Date: June 27, 2023 | By: | /s/ Andrew Norstrud |
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| Andrew Norstrud |
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| Chief Financial Officer | |
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